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Divisional Risk and Control Specialist

Keywords / Skills : Regulatory, Compliance, Operational Risk Management,

10 - 15 years
Posted: 2018-08-21

Banking/Financial Services
Banking, Insurance & Financial Services
Risk Management
Compliance & Control
Posted On
21st Aug 2018
Job Description
The IT Regulatory & Audit Risk Manager will have the opportunity to:

• Lead and establish globally consistent regulatory / audit engagement framework and process in APAC, to deliver consistent and timely audit and regulatory responses

• Develop thematic technology audit and regulatory profile

• Establish structured regulatory compliance gap assessment, and lead the review against the Bank’s policies and procedures

• Establish proactive management and timely resolution of the risk and regulatory compliance portfolio affecting technology / Group CIO

• Key independent advisory, escalation, and contact point for risk topics, and ensuring issues are receiving the correct first and second line of defense (1LOD/2LOD) and senior management focus

• Clearly articulate and communicate complex technology risk topics for effective resolution and awareness in line with the Bank’s Operational Risk Management (ORM) policies

• Actively contributes to the design of risk and control programmes and policies in line with the defined risk and control strategy, and risk appetite / tolerance

• Identification and proposals for optimization and innovation towards simplification potentials and standards

• Strong understanding of timely escalation, impact of risk events, remediation and lessons learnt to facilitate reduction of operational losses or near misses

• Chair and/or lead risk forums on governance of risk and regulatory portfolio, effective application of ORM processes and risk management

• Establishes positive risk culture and drives behavioral change

Experience :
• Candidates with at least 5 years in audit, and/or risk and regulatory compliance management with a global MNC, and with proven strong track record with at least one of the below are highly preferred

o Successful resolution / positive outcome on APAC technology regulatory topics

o Regulatory and Audit management framework

o Regulatory compliance assessment

o Thematic risk and control assessment / Risk Profiling

o Risk control framework and processes

o Audit / regulatory Finding management and resolution

• Strong understanding and/or familiarity with APAC technology regulations on financial institutions

• Excellent communication skills with the ability to articulate complex topics that leads to effective resolution to a wide audience across multiple regions, divisions and business lines

• Candidates with background in excellent independent problem-solving skills for diverse issues is a major plus 

About Company

HCL is a leading global Technology and IT Enterprise with annual revenues of US$ 4.7 billion. The HCL Enterprise comprises two companies listed in India, HCL Technologies ( ) and HCL Infosystems (

The 3 decade old enterprise, founded in 1976, is one of India's original IT garage start ups. Its range of offerings span R&D and Technology Services, Enterprise and Applications Consulting, Remote Infrastructure Management, BPO services, IT Hardware, Systems Integration and Distribution of Technology and Telecom products in India. The HCL team comprises 53,000 professionals of diverse nationalities, operating across 18 countries including 360 points of presence in India. HCL has global partnerships with several leading Fortune 1000 firms, including several IT and Technology majors.

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