VP/Assistant VP, CPP Control & Compliance, Personal Financial Services

VP/Assistant VP, CPP Control & Compliance, Personal Financial Services

United Overseas Bank Limited
5-8 years
Not Specified

Job Description


Job Responsibilities

. Assistant Adviser/Partner to Business and Supporting Units in anti-money-laundering and countering the financing of terrorism (AML-CFT)
. To ensure KYC and CDD for new and existing customers are performed according to the bank's policies and guidelines
. Conduct enhanced due diligence in support of policies and procedures
. Review and obtain proper approvals on KYC and CDD performed by BU/SU
. Operate within agreed business SLAs and confidentiality standards
. Reporting Manager in matters relating to control, audit findings, compliance and regulatory mandates
. Assistant Line Risk Control Manager (LRCM) for Operational risk reportings (KRCSA/KORI/ Incident reportings) belonging to Business and Support Units
. Perform AML CSA and Enterprise Wide Risk Assessment for the department
. Review processes to look out for opportunities in streamlining them in order to improve efficiency
. Assist on other adhoc matters such as performing UAT or conducting training to RMs, when required
. Review Group AML/CFT procedures and inform relevant teams of the changes and their dates of implementation

Job Requirements

  • A tertiary degree with at least 5 years experience in KYC/Anti Money-laundering process
  • Minimum 3 year working experience in clients onboarding (corporate and Individual)
  • Strong skills in Microsoft Office
  • Familiarity with legislation on Banking Act (Credit Card & Charge Card Regulations) and MAS Notice 626
  • Willingness to learn on the job
  • Possess an eye for detail and ability to meet deadlines


Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

Apply now and make a difference.

United Overseas Bank Limited (Chinese: 大华银行有限公司; pinyin: Dàhuá Yínháng Yǒuxìan Gōngsī), often known as UOB, is a Singaporean multinational banking corporation headquartered in Singapore, with branches mostly found in most Southeast Asian countries. Founded in 1935 as United Chinese Bank (UCB) by Sarawak businessman Wee Kheng Chiang, the bank was set up together with a group of Chinese-born businessmen. The bank is the third largest bank in Southeast Asia by total assets

Job Source : careers.uobgroup.com

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