WM FCC Compliance Officer #208050

WM FCC Compliance Officer #208050

First Boston Credit Suisse
2-5 years
Not Specified

Job Description


Your field of responsibility

The APAC Financial Crimes Compliance (FCC) Wealth Management (WM) Advisory Team is the central point of contact for WM FCC matters across the Asia Pacific region. The team provides support to the Regional WM Chief Compliance Office to ensure the execution of the FCC Advisory mandate.
The SG FCC WM Team's coverage includes all financial crimes related matters for the SG WM business. As a member of the SG FCC WM Team you shall assist in developing, monitoring and maintaining the Bank's approach in the following key program areas:
  • Implement and maintain oversight on compliance policies, guidelines, procedures and controls for the SG Wealth Management division
  • Ensure that WM FCC operations align consistently to global policies, procedures and industry best-practice
  • Provide FCC advisory guidance, risk-based solutions to the businesses issues and initiatives. Provide guidance to the Business on following all relevant laws, regulations and firm policies in the region
  • Provide guidance from FCC Advisory perspective on queries, approve payments and raised by front office
  • Monitor and risk assess new and upcoming laws, regulations, policies procedures and products affecting the countries in the region as and when they arise
  • Assist with the production of financial crimes related management information at an APAC level
  • Assist in the development, coordination and implementation of the AML training and testing programs for the Bank
  • Collaborate with CCU, the Front Office, and other partners to drive consistency and execution of the overall financial crime compliance program.
  • The role requires interaction with:
  • Surveillance & Investigations
  • Compliance Operations (Central Control Unit - CCU)
  • Monitoring & Testing
  • KYC Advisory
  • Client Intelligence
  • Sanctions
  • Anti-Bribery and Corruption

Your future colleagues
You will work within the SG FCC WM Advisory team, responsible for the advisory and management of the financial crimes program for the Wealth Management businesses in APAC.
We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values.
Your skills and experience

To excel in this role, you should possess:

  • 2+ years of proven experience in compliance and AML related subject area with a bank or a financial institution

  • Good understanding of the banking industry and MAS requirements. Proven knowledge of the private banking business will be essential and corporate banking experience will be good to have.

  • Good understanding of AML/CFT laws and regulations in APAC countries and international AML standards (FATF, Wolfsberg)

  • Outstanding analytical skills to be able to assess and synthe information presented to identify the issue, FCC risks and propose controls and mitigants

  • Strong communication and interpersonal ability, effective communication skills in English

  • Demonstrate strong leadership skills. Need to be able strategize, organise and implement regional and global directives with partners across functions and at a senior level

  • Be a trusted advisor and build collaborations with partners across all lines of businesses and across functional groups and to provide them with detailed advice while keeping the risk hat on

  • Result oriented, proactive, possessing a sense of ownership and accountability in following through on existing issues and cases

  • Highly motivated, intuitive and take initiatives to identify potential process-improvements

  • Outstanding research and problem-solving skills

  • Proficient in Microsoft Office and Microsoft Excel

  • Dedication to fostering an inclusive culture and value diverse perspectives

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